ADVISORY SEQUENCE // 03
How to obtain and maintain the correct regulatory route
Licensing Concessions & Compliance Audits
Practice Overview
We navigate domestic regulatory authorities (SPA/MF, Coljuegos, SEGOB, MINCETUR, LOTBA) and cross-border licensing hubs (Curaçao, Kahnawake, Costa Rica) from initial filing to post-launch audit.
Institutional Scope & Deliverables
- / Comprehensive statutory filing dossier preparation and submission management
- / Testing laboratory certification coordination (GLI, BMM Testlabs, Quinel)
- / AML/CFT manual formulation, KYC procedures, and compliance officer vetting
- / Ongoing regulatory reporting, annual renewal management, and statutory inspection defense
OPERATIONAL METHODOLOGY
Every advisory engagement begins with a diagnostic scoping session to align corporate goals with sovereign regulatory realities. We execute work under formal milestone agreements with clear deliverables and continuous regulatory reporting.